Science Fiction and Popular Science from Ancient to Modern Times:
Scientists Versus Laymen
by Asghar Qadir
I have, on
occasion, been asked to write a popular science article or review some popular
science (PS) book. In particular, I was asked to write a review of “The
Emperor’s New Mind” by Roger Penrose. While working on that review I tried to
find out how others had found it. Despite being on the best seller list, it
appeared that few people had actually read it, of whom few had read it cover to
cover. Of those, even fewer had actually followed all of it. I had a head
start, having been a student of Roger’s. It is an odd fact fashion that has
evolved to keep such books on the shelf -- and even dip into it a bit -- but
seldom to actually try to follow it. This despite the fact that there is much
more popular science available than ever before, and often written by the
experts in the field. This was far from being the case earlier. There has been
an increasing trend for practicing scientists to write science fiction (SF) and
PS. For example, the famous astronomer and astrophysicist, Fred Hoyle, wrote
some remarkable SF and the physics Nobel Laureate, Steve Weinberg, wrote a PS
best seller. Stephen Hawking’s “A Brief History of Time” is probably one of the
most popular unread books. At one time such activities on the part of serious
scientists would have been viewed askance. How much and why has this attitude
changed over recent times? For that matter, why did they arise in the first
place? I will be unable to address these questions in the depth they deserve,
within the space limitations for this article, but will try to explore them
somewhat.
1.
What Is Science?
Though there is no generally accepted definition
of SF, it clearly has the expectation of some science associated with
it. As such, we need to discuss what “science” is first. This discussion is
even more relevant for PS, where liberties are often taken to nourish the
imagination of readers who may be more attuned to fictional discourse.
There
may be minor differences about what science is but, by and large, Sir Karl
Popper’s definition[1]
can be used for our purposes. Science is the activity of formulating and
testing scientific theories. A “scientific theory” is a set of assumptions that
lead to (in principle) falsifiable predictions. Thus the claim “the Earth is
round”, is a scientific theory. It could, in principle, be proved false by
going off the Earth and looking at it. When we find that it is round,
the theory is proved. (Of course, this theory is of very limited generality,
but that is not relevant for the present purpose.) The claim that “2 + 2 = 4”
is not a scientific theory, as it can never be proved false (even in
principle), being true by definition. Scientific theories of greater generality
require a greater background of concepts to be understood. Even for the round
Earth, there is the concept of “roundness” to be properly formulated. (How “round”
must the Earth be, for the theory to be found correct?) For more profound
theories, of greater applicability, there will be higher levels of abstraction
required. For example, for mechanical theories we have the concept of “force”,
which is abstract but more easily apprehended than the concept of “energy”, as
that is more abstract. Still more abstract is the thermodynamic concept of
“entropy”. Quantum concepts are even more esoteric. The further removed the
concept is from ordinary experience, the more abstruse it appears to those not
familiar with it. Einstein pointed out[2]
that the development of scientific theory is, perforce, from the more concrete
to the more abstract.
This abstractness of modern science becomes a problem
for the non-scientist who wants to understand what the new theories are all
about. A separate problem associated with science is that its practitioners
tend to get “bogged down” with the details and lose sight of the “broad
picture”. The non-scientists, faced with the outpourings of such scientists,
find themselves floundering in a sea of jargon whose relevance continues to
elude them. Yet another problem is the tendency of some scientists to mystify
their work in an attempt to make it seem more profound, rather than clarifying
it to make it more intelligible. Unfortunately, many lay people like to praise
such works, because they feel that they gain reflected glory by “comprehending
the incomprehensible”. All these problems are relevant for our later discussion
of the attitude of scientists to their colleagues writing SF.
Since
the attitude of the practitioners of science to SF and PS depends on the nature
of the scientific discussion in the work, it becomes necessary to categorise
the science used in SF, or explained in PS. There can be various
categorisations. I will choose only those relevant for my discussion here.
2.
Categorization of Science
There
is the most common, currently accepted, division of sciences into natural
and social. The former is what was regarded as “science” from the Renaissance
to the first half of the twentieth century. (As with all historical statements
of this type, it must be taken with caution. In this context dates cannot be
exact and must be taken only as giving rough estimates.) It was assumed
that there are “natural laws” (which can not be doubted) waiting to be
“discovered”. There is obviously no room in this view for social sciences.
During Greek and Muslim times that was not the view of “science”. Matters
pertaining to human behaviour were very much part of “science”. In the latter
part of the twentieth century, the “science” dealing with collective human
behaviour was developed along the lines of what had become accepted as
“science” in modern times and again entered the purview of “science” under the
title of “social sciences”. Natural sciences can be further divided into the physical
sciences and the life sciences. At the border between natural and
social sciences lie medical science and psychology, which deal
with individual human beings and groups of human beings. The former of these
subjects deals with humans as biological organisms, which are studied more
thoroughly because of our special interest in them. The latter is complicated
by the fact that it deals with consciousness. This complication is fundamental
because it changes our concept of scientific laws. The usual assumption that
stating a scientific law cannot change the subject of that law, no longer
applies. In this case, as with human laws, there will be changes in the
behaviour of the subject of the “laws”. To the extent that we deal with humans
as living organisms, to be studied as such, these subjects can be regarded as
branches of the natural sciences. To the extent that we have to take account of
their ethical and moral aspects, they become branches of the
social sciences. These aspects are obvious for psychology but are also relevant
for medicine. For example, we can perform experiments on animals with only
minor twinges of conscience, but would be stopped by law from doing so on human
beings, even if our consciences were dormant[3].
(Ethical problems can arise even with natural sciences where testing a theory
may have serious consequences for people or for animals. There are some
interesting SF stories that explore such possibilities.)
At the base of both varieties of science is philosophy, which
deals with the basic reasoning process used in science. Of course, philosophy
itself needs to use psychology and other branches of science. It is often
identified with unnecessary hair-splitting. This is because of the tendency of
philosophers to get bogged down in details. As providing a perspective for
understanding, however, it is most important for science. Another area not so
easily classifiable is mathematics. As would be clear from the earlier
discussion, it does not satisfy Popper’s definition of “science”. It is,
nevertheless, essential as a language for science. It is usually taken
as synonymous with definiteness. That is a misapprehension. It is a precise and
a quantitative language, but the claim that “in mathematics, every statement
can be proved to be either true or false” is not valid. One can construct
arithmetical languages by providing an alphabet (as a set of symbols) and rules
of syntax for putting the alphabet together in the form of words. Axioms
(statements taken to be true, a priori) can then be made in those words.
Kurt Godel[4]
proved that, in a given finite arithmetical language (i.e. with a finite
alphabet), statements can always be made which are not derivable from any
finite set of axioms. More or less as a consequence of this theorem, one finds
that Aristotle’s “law of the excluded middle” does not hold. In fact, there are
multi-valued logic systems, which allow for possibilities beyond a statement
being either “true” or “false”. There is worse to come, one can not even
prove, in general, that the arithmetical system is internally consistent.
There
is another common misapprehension about science, namely that it is totally
objective. With the advent of quantum theory, we began to realise that there
may be an inherent subjectivity at the base of science. According to the Copenhagen interpretation of the quantum
formalism[5],
the very nature of the fundamental quantum entities depends on how we
choose to observe them. An electron may be a wave or a particle, depending on
the experiment performed, in which it is detected. The total objectivity in
science is further suspect because of the fact that the science of a time and a
place bears a strong cultural imprint. It has been realised that science is a
matter of describing nature, not of finding “immutable laws” for it. The
description is culture dependent, as is the choice of phenomena being studied.
There is a strong influence of economic needs on this choice, which is determined
in its turn by social and cultural considerations. Of course, there is the
reverse impact of science on the culture of the time. My point is not that one
is prior to the other but that we can not divorce one from the other, as was
commonly believed in the Victorian view of science.
Another
commonly used classification is of the hard sciences in
contradistinction to the soft sciences. This is often taken to imply a
value judgement, the “hard sciences” being regarded as “superior”, in some
sense, to the “soft sciences”. It is necessary to dispel this common
misapprehension. Where the level of abstraction is high, and consequently the
subject matter gets further removed from common experience, the science becomes
“hard” for the non-practitioner. Where there is not so much abstraction
involved, the subject is more easily accessible to all and the science may be
regarded as “soft”. It is well to remember that what the “hard” sciences gain
in depth they lose in breadth. With the increasing modern trend towards
inter-disciplinary studies, which need greater breadth, there is an increasing
need for the “soft” sciences. However, there is an unfortunate tendency of
workers in the “soft” sciences to avoid rigour in their discussions. (There is
no inherent necessity for work in the soft sciences to be non-rigorous and the
lack of rigour weakens the standing of the “soft” sciences.)
3.
What Is Science Fiction?
Let
us revert to the question of what SF is. Science can come into a story as a
means of escaping the limited and well-charted Earth. In earlier times, stories
could be set in strange lands and provide believable adventures. Even in the
early twentieth century, Edgar Rice-Burroughs could set Tarzan in the African
jungles without stretching credulity too far. Further, he could still follow
Jules Verne into the “center of the Earth”. None of these areas of the Earth
are available to the modern SF author. Alternatively, his hero, John Carter,
could simply wish himself on Mars[6].
That, again, stretches modern credulity. To escape from the dreary Earth, one
simply takes a space ship off the Earth and then proceeds to introduce strange
creatures with strange habits, piracy on the “space-ways”, etc. on a grand
scale, as is done by Rice-Burroughs in his John Carson of Venus[7].
This is what has come to be known as “space opera”. The science content is
negligible and unbelievable, merely providing a gloss of realism to escapist
fantasies. There are, however, more serious SF attempts. Nevertheless, one must
remember that SF is fiction and the main purpose of fiction is to entertain
and not to instruct.
It
is difficult to decide exactly when SF started. There have been fantasy (fairy)
stories since time immemorial. These have involved demons and magic and strange
beasts and people. The strange beasts and people are known to come from
distorted tales of imperfectly understood observations. Thus the centaur
originated in times when people who did not ride horses saw invaders riding
horses, from a distance. The unicorn comes from stories of the
rhinoceros seen by African travelers. Headless men carrying their heads
in their arms are the Indonesian orangutans and so on. In all probability the
stories of magic can be traced to people coming into contact with a relatively
advanced civilization. Thus there is probably a grain of truth in many of these
stories, folk-tales, myths and legends. Quite often it is an imperfectly
understood science which lies at the base of the stories. Who can say that the
current understanding of science is “correct”, much less “perfect”? From the
point of view of some future observer, should our SF also be regarded as
fantasy? Clearly not. Nevertheless, those myths do not qualify as SF.
The point is that there was no intention of being
“scientific” in those earlier stories. In the Greek story of Daedalus and
Icarus[8]
there is a definite attempt to provide a method for a human being to fly.
Daedalus fashions wings for flying and attaches them to his son, Icarus, with
wax. In the euphoria of flight, Icarus soars too close to the Sun, and the wax
melts. Though the world-view is hopelessly flawed, it would be unfair to
exclude this story from SF, as it is a serious attempt to provide
a scientific and technological development and its consequences in a story.
There was a later attempt to get a man to the Moon by goose-power. However weak
the science content, it is SF.
More
clearly recognizable SF comes from the time of Edgar Allan Poe. He regarded
working scientists as mere tinkerers with “details” and his “broad view” as
genuine science. By disregarding all scientific facts as “mere details”, he was
ready to deem any of his ideas to be workable and “scientific”. Thus, in The
Unparalleled Adventure of One Hans Pfaall, he had a flight to the Moon in a
balloon[9],
despite the fact that the science of the time already knew that this was not
possible. In fact, he spent some effort in trying to reconcile his idea with
known science. It is this attempt that makes the story undoubtedly SF (however
much his attitude to science may irritate a working scientist). Much of his SF
is, as may be expected, fantasy and horror, such as The Colloquy of Monos
and Una and The Fall of the House of Usher. However, his insistence
that his is the truly scientific view and the working scientist’s view is sheer
prejudice, coupled with some reasoning to justify his ideas (however
unreasonable that “reasoning” may be) makes its classification as SF
acceptable.
The later SF of Jules Verne[10]
and H.G. Wells[11]
is, again, based on misconceptions -- we know that the Earth is not
hollow and there are no blood-sucking Martians -- but is perfectly
acceptable as SF, as it is consistent with the scientific views of the time. At
this point, one can appreciate that it is not necessary that the scientific theory
on which the story is based be generally accepted. So long as there is some
scientific theory on which the story is based, it is perfectly acceptable SF.
Thus, “Atlantis stories”[12]
can be perfectly good SF, as the idea of Atlantis comes from a scientific
theory based on the similarity of flora and fauna on both sides of the
Atlantic, explaining it as due to their transportation across the ocean via
Atlantis.
In
SF a technological change, or a change in natural conditions, may be
postulated, and its social and cultural consequences be explored. The changes
may be beneficial or, more often, harmful. SF stories are frequently based on
natural calamities. Again, alien visitations are a recurrent theme.
Alternatively, human visits off the Earth are also an SF staple. In the more
serious SF, there is an attempt made to provide a believable scientific base
for these changes, or these visits. In view of the distances involved and the
speed of light limit, visits normally remain restricted to the Solar system.
With our present knowledge, there can be no serious claim of aliens coming from
within the Solar system. This fact limits the range of speculation
enormously. To avoid this limitation, some way around the known limitations is
postulated. This procedure presents a problem to the serious SF writer. Once
one gives up realistic limits there are no holds barred. To avoid this dilemma,
Asimov
proposed the criterion that one known scientific error be permitted --
an “SFic license” analogous to the well-known “poetic license”. This license
provides the flexibility required to make the fiction interesting, while
retaining some limitations and a semblance of realism.
It may happen that some SF is almost indistinguishable
from “fantasy”. For example, Robert Heinlein’s Glory Road or Philip Jose Farmer’s series, A Private Cosmos, The Gates of Creation
and The Makers of Universes, are at the border between the two. In fact,
one may often find SF bracketed with “fantasy” in libraries and bookstores.
Why? The reason for this “unification” of the two branches of fiction may stem
from the claim of Arthur C. Clarke[13]
that a sufficiently advanced technology will be indistinguishable from magic.
Thus, an author who wants to write fantasy that is believable, only has to
assume that there is (or has been) a sufficiently advanced technology
developed, which provides validity to the use of magic. From there on the story
can go ahead as a “justified fantasy”. If this fiction is not to be of the
space opera variety (which it generally is), it tries to concentrate on
exploring ethical, moral and philosophical issues. Most of all, it tries to
push the ideas of “good” and “evil”, and of “ultimate goals”, to their limits.
In this type of SF, human interest has to be stressed. Of course, to make any
fiction attractive there is need to have human interest, but that need not be
the major thrust of the story in general.
We
broadly see, then, the kind of issues SF deals with and the type of science
that would be involved in such fiction. There must be some science content, and
the primary purpose of the story (apart from entertainment) is the exploration
of issues raised by the science or associated technology, not the development
of plots or characters, as in other kinds of fiction. It is necessary to look
at each type of SF separately to examine the principal questions raised at the
beginning of this article.
4.
Scientists’ Attitude to Science Fiction
Initially, it
may be useful to address attitudes that are less prevalent now than they were when
SF was less respectable, and the views of hard scientists were more rigid. This
will bring into clearer focus the changes in attitudes that have already
occurred and the scope for further improvement in them.
The view of
authors such as Poe probably has a lot to do with the negative attitude that
scientists developed towards SF and SF authors. Without caring to learn about
the details they so casually dismiss, such writers proclaim their understanding
of the “inner workings of science”. They continue to maintain untenable views
by insisting that they not be “confused by facts”. Such a closed mind and
bigoted attitude is sure to alienate persons with even a modicum of
understanding of science. Whereas dilettantes may be tolerated, when they
condemn the workers in the field as bigoted, by being totally bigoted
themselves, they bring their more reasonable colleagues into disrepute as well.
As mentioned
earlier, there is a tendency among many scientists to try to make their study
more abstruse than necessary. There is a feeling that this makes their work
seem more profound. They purport to be all the wiser for comprehending matters
that appear beyond the ken of ordinary mortals. This tendency has particularly
pervaded mathematics. Teachers of this subject tend to make it appear so
difficult that it discourages most students. Often scholars, who like
mathematics, do so because it puts them in a “superior” category. Those who are
unable to attain this superior category suffer from what is generally termed “math
anxiety”. The same attitude has marked academics in earlier times. When this is
the motivation of a scientist, any action that reduces the mystery of his
subject will, naturally, be resented. (This is not to say that all scientists
have this motivation.)
Another
factor is that some scientists resent people being able to pick up easily, what
they had learned with so much difficulty. Having invested years in learning
about some topic, it may begin to seem futile when a lay person at a party, can
sound as knowledgeable as an expert. This does not trouble the soft scientist
so much, as the width required there is not so easily acquired, and the matter can
be simply explained. The hard scientist is more committed to his terminology
and, unless previously exposed to the popular presentation of the subject,
finds it more difficult to explain it in simple terms accessible to lay people.
As such, the lay person may even sound more knowledgeable than the
expert. That hurts the scientist.
Even with the
best motivation possible, scientists may still resent lay-people dabbling in
their concerns. Not only does this dabbling tend to “trivialize” their study,
the major worries of the scientists are ignored. Matters that need care in
presentation are presented superficially, so that the deeper points are lost.
The problem here is that a matter of interest and excitement for the scientists
may leave the non-specialist cold. The scientists do not want to miss out, what
they regard as, “the most interesting part”. When the SF writer, or the PS
author, manages to get people interested in the subject without “the
most interesting part”, the scientists feel frustrated at not being able to do
so. The lay presentation seems a sham, and the scientists feel that if they
were ready to dispense with the scruples of intellectual integrity, they could
do a better job.
The problem
is enhanced when the authors of the popular work, or fiction, are members of
the scientific community. According to conservative working scientists they become
“traitors to science”, who have “sold out” and “prostituted the subject”. The
added factor of professional jealousy creeps in. Such authors are perceived as
“having the best of both worlds”, using their scientific standing to gain
“cheap popularity”. As a scientist myself, I have to be constantly on my guard
against developing the same attitudes. Trying to formulate objective criteria
to assess the worth of any work -- SF or PS -- helps in this struggle.
The
scientist must bear in mind that modern education has brought science to a much
wider audience in any case. Subjects that were considered fit only for “the
highest level of studies”, like quantum mechanics and relativity, are now
included in school and under-graduate curricula. It is not only in modern times
that abstruse subjects have been trivialized. There was a time when
multiplication and division were taught as advanced techniques of calculation.
With the development of the so-called “Arabic numerals” in India, it became
possible for children to learn how to perform these computations.
5. Scientists Versus
Lay SF Authors
It is by no
means clear that practicing scientists should necessarily be better SF writers.
While one may expect that they would be more accurate in their SF, that may not
be so either. Serious scientists can still make serious mistakes. An example is
E. E. “Doc” Smith. He was an engineer by profession. In his Skylark
series, his hero discovers some rays that have a speed equal to the square of
the speed of light. That is nonsense! Speeds can not be equated with
squares of speeds. Thus, if we measure speed in kilometers per second, the
speed of light is 300,000 and its square 90,000,000,000. The incompatibility
shows up clearly if we choose to measure speed in “billion meters”
(million-kilometers) per second. In these units, the speed of light is 0.3, and
its square is 0.09, i.e. less than the speed of light. Thus saying that
a speed is equal to the speed of light squared can mean that it is greater than
as well as less than the speed of light!
It must be
admitted however that, by and large, scientists will be more accurate in
their science than lay people. Authors such as Isaac Asimov and Arthur C.
Clarke are famous examples of scientists who write hard SF. Others, like Sir Fred
Hoyle and Robert L. Forward are less well known as SF authors, though more
famous as scientists. In the case of Arthur C. Clarke, his area of
specialization was his main theme of SF -- space travel. In the case of Isaac
Asimov that is not so. Though his Ph.D. was in Biochemistry, none of his SF
dealt with developments in that area. One might have expected that his stories
would be about cloning and genetic engineering developments. However, his major
contributions in hard SF were in the areas of robotics, artificial intelligence
and space travel. Despite the vast quantities he wrote, and the great variety
of subjects he covered in his writing, none of his fiction dealt with
his field of specialization. (His PS writings will be mentioned in section 9.)
Hoyle is
a famous astronomer with major contributions in that field. He was also one of
the main proponents of the Steady State theory of Cosmology. With the
observation of the cosmic microwave background radiation (CMBR), that theory
essentially died. Hoyle tried to resuscitate it by arguing that the CMBR was
due to small iron needles that pervade space. Where did these needles come
from? Hoyle and Chandra Wickramasinghe have argued[14], in their book Evolution
From Space, that there is sentient life somewhere, sending seeds of life to
other planets in these iron needles. In a further flight of fancy, they propose
that not only primitive and simple life forms are being sent, but even
insects in larval form. They go on to claim that these repeated invasions
have driven evolution! (This is not his SF but his science!) Most of his
SF is very realistic by comparison[15].
No part of most of his SF is beyond the bounds of possibility. There is a
somewhat weird SF by him, entitled The First of October is Too Late, but
that is the exception to prove he rule. Even that is used to present some of
his more speculative philosophical-scientific ideas. Forward is a theoretical
physicist, working primarily in Relativity theory (my own major field of
specialization). His is definitely hard SF. To me much of his science seems
more speculative than his SF. Though the SF does take some assumptions
that are not valid, they are clearly taken under SFic license.
A very
famous example of a strong reaction by scientists to a dilettante is their
response to Immanuel Velikovsky. He was originally a psychologist and hence
something of a scientist already. As a dilettante he studied Astronomy,
Physics, Chemistry and Egyptology on his own. This led to a series of books[16]: Worlds in Collision;
Ages in Chaos; Earth in Upheaval; Oedipus and Akhnaton; Peoples of the Sea;
and Ramses II and his Time. His starting point is that the planet Venus
was ejected out of the planet Jupiter as a comet and then settled into
its present orbit. In the process, it passed near Mars and the Earth
repeatedly. These occurrences led to the Greek myths about the goddess Venus
being born out of the head of the god Jupiter, the Greek and Roman myths about
the god of war, Mars, etc. He further claims to “explain” the miraculous
occurrences recounted in the Old Testament of the Bible (which originates with
the Jews). In particular, he postulates a major near-collision of the comet
Venus with Earth during the Jewish captivity in Egypt, which led to the various
plagues, the parting of the sea and the manna that fell from the sky. He claims
to support this reconstruction by writings from ancient Egypt. He further
argues that the accepted chronology of ancient Egypt is erroneous, and that his
reconstruction clears up the major confusion of the Egyptologists. When
astronomers and physicists protest that his claim of a “comet Venus” are
clearly fallacious, he points to his successful explanation of manna by his
chemistry and clarification of the historical confusion by his Egyptology, and
charges the physicists and astronomers with prejudice and bigotry. The chemists
and Egyptologists protested in vain about his mauling of the facts related to
their subjects, because he proclaims his successes in explaining astronomical
and physical facts, again with accusations of prejudice and bigotry. As pointed
out in the book[17]
Scientists Confront Velikovsky, edited by Donald Goldsmith, Velikovsky
starts with an acceptance of all the Biblical stories as gospel, and
proceeds to try to make all other branches of knowledge consistent with them.
When it can not be managed, he is ready to mangle the science and twist it to
come out in support of his reconstruction of the story. Before this book by SF
and PS writers, scientists had continued to deride his theories but lay people
were impressed. It was only when sufficiently broad-minded scientists, who had
been involved with the popularization of science and SF, such as Isaac Asimov,
David Morrison and Carl Sagan, came out clearly in opposition to Velikovsky,
that his theories could finally be laid to rest.
The lesson to
be learned from the story of Velikovsky is that the general public can be
confused by self-proclaimed scientists, because the general run of regular
scientists are too rigid in their resistance to novel ideas. (Remember that
Chandrasekhar had provided his explanation for white dwarf stars in the early
1930’s, but the establishment, consisting of Sir Arthur Eddington and A. E.
Milne, would not accept it. As such, he and Fowler were awarded the Nobel Prize
50 years after the work was done!) How can the public know when the scientists
are being bigoted and hide-bound, and when they are validly rejecting
ridiculous ideas? The answer is that they will trust those who can make the
critique intelligible to them. This can only be done by the scientist who is
a PS author and the scientist who is an SF author. Thus they have an
important role to play in society. While the scientists are rejecting their
colleagues who bring science to the public, they should bear in mind the
valuable role that these colleagues play.
Another
writer whose claims have caught the public imagination, but scientists reject,
is Erich Von Daniken. He has written a series of books[18], following on his Chariots
of the Gods, purporting to provide evidence that the myths of gods, from
various areas, were based on some early extra-terrestrials. It appears that
they resembled the humans present on Earth enough for them to be regarded as
superior humans. They seem to have tried numerous experiments in developing and
modifying humans in whimsical ways. Von Daniken uses any new ideas that he can
get to “explain” myths. For example, he claims that they had black holes in
which they threw criminals, which led to the idea of Hell. Though fun to read,
it is difficult to take at all seriously. There is always the fascination with
what Carl Sagan calls “pseudo-science” that people who desire to delude
themselves seem to have. This, and the fact that it is fun, explains the
popularity that such books enjoy.
6. The Impact of SF on
Popular and “Academic” Science
One major
impact of SF on science is that many young people have been attracted into
working in science because of an early interest in SF. Of course, many of the
enthusiasts of SF have found that serious science was not for them. However,
the initial resistance to science of the pre-SF era, has disappeared.
SF has
contributed to the development of hard-core science in many ways. It has
occasionally provided a goal. For SF purposes, there is need to go
faster than light (FTL). Scientists who have been reading SF start thinking
about possibilities for FTL travel. They come up with tachyons. Other
scientists criticize the idea. The original proponents try to find errors in
the critique, or ways around it. Finally, the idea is killed but has led to the
development of a better understanding of why the speed of light limit applies.
Then some one comes up with the idea of hyperspace. Again, the process
of progress occurs. Though the idea of hyperspace, per se, does not work
out, it weakens the fixed view of three space and one time dimensions. The old
suggestion of Kaluza and Klein, for a five dimensional theory gets revived with
still higher dimensions. (It became such an accepted part of theory that Jim
Hartle, a relativist, started his talk at the Sixth Marcel Grossmann Meeting in
Kyoto, Japan, in July 1992, with the statement “I am going to make a very
daring proposal[19].
I am going to suggest that we live in a four-dimensional world!”) Though said
facetiously, it does represent the present thinking among a large section of
theoretical physicists.
Or
again, take the idea of wormholes in the Universe. They arise from
considerations about black holes (regions of such strong gravitational
fields that even light can not escape from them). Relativity explains the
change of the path of an object, from a straight line to a curve, as being due
to “the curvature of the space” instead of a “force”. To make the theory of
general relativity consistent, it is necessary to postulate a copy of the
Universe with a “mirror image” of the black hole in it. The two copies are
joined by the so-called “Einstein-Rosen bridge”. We can think of two regions of
a curved Universe connected together as analogous to two antipodal parts of an
apple. (The apple comes into the picture because it gave Newton the idea of
gravity, so Wheeler recalls the apple whenever gravity is involved.) The
Einstein-Rosen bridge gets stretched out to a path connecting the two regions,
such as would be created by a worm eating through from one part to the other.
An ant wanting to go from one end to the other could, now, take the short-cut
through the wormhole, as Wheeler called it, and arrive faster than an
ant going around the long way. As such it would be able to beat the “ant speed”
limit on the apple. This idea certainly gained currency due to its SF utility,
by providing a way around the light speed limit.
Yet
again, SF themes require unlimited energy. Robert L. Forward provides a vacuum
energy battery. The paper is published in the prestigious Physical
Reviews. I am not convinced that it is sound science. However, neither I,
nor any one else that I know of, have proved the idea wrong. When it is proved
wrong, science will have progressed. (Of course, if it turns out to be right
and I am wrong in my expectations, science would have progressed even more.)
Another
SF contribution to the development of science is the use of scenarios
for developing scientific theories. This is extensively used in the new ideas
on cosmology with, what is called inflation theory. The
consequences of a theory in a complicated situation are explored by taking
typical choices, where a range of possibilities appears. By constructing
various possibilities one gets an idea of a likely, if not definite,
outcomes are anticipated.
7. Popular Science
I now come to PS. It is obviously not SF (since
the “F” has been dropped from it) but it provides many of the same functions
that SF does and used to carry the same stigma for the author. I do not know
when it started. Perhaps there was no need for it in the days before science
became too abstract, and books more common. Certainly, Plato’s Dialogues
can be thought of as popular philosophy and Galileo’s Dialogues[20]
as PS. However, the first attempt to popularize the study of science that I
am aware of, rather than the author’s own particular view in his subject, is by
the great logician and mathematician, Bertrand Russell[21],
during the period 1923 to 1925.
Of
course, truth is stranger than fiction. Whereas human imagination is
bounded by experience, experience is not bounded by human imagination. A
proper comprehension of that experience may have to wait for the
imagination to catch up, but there will inevitably be surprises in store for
us, in that occurrences will not always match our expectations (however
rationally based). In earlier days, the pace of change in scientific concepts
was so slow that there was ample time for expectation to catch up with
observation. It was only a matter of intellectual inertia on account of
religious dogma that created problems. From the time of Sir Isaac Newton, the
level of abstraction went beyond common observation, and there was need for
re-adjustment. However, except for a very few, there was rapid acceptance of
Newtonian physics. The physics of James Clerk Maxwell was considerably more
abstruse. While Newton’s “action at a distance” could be swept under the rug,
having been proposed much earlier by Al Kindi, Maxwellian “action at a
distance” rubbed one’s nose in it. The force could be directly seen.
Close a switch here and a needle moves there. Here we had “magic
without magic” (with due acknowledgement of the J. A. Wheeler Festschrift
title[22]).
Truth had become at least as strange as fiction! With the even more abstruse
general relativity of Einstein and the downright spooky observed
non-local quantum effects, truth has totally outstripped fiction. So many of
the modern facts and theoretical expectations are totally counter-intuitive.
These later developments have brought about the need for PS writing.
As mentioned
before, one of the earliest popularizers of science was Lord Bertrand Russell.
His hallmark was the extreme lucidity of his writings, be they on philosophy,
science or social and ethical matters. He is one of the people primarily
responsible for bringing the social sciences into the purview of science on
account of his extensive writings on subjects that would nowadays be so called.
However, it is not clear that he should be regarded as a scientist himself.
Most other people who wrote about scientific subjects took a more historical
tack. These were seldom scientists themselves, but were more likely to be
popularizers and historians of science.
One
of the earliest scientists who wrote PS, that I am aware of, was George Gamow, who was
a nuclear physicist to start with and later developed an understanding of
stellar evolution. He went on to formulate the so-called “hot big bang” model
of the Universe, which is the standard model at present. Though he was a
“serious scientist” in that he did provide serious and significant
contributions to science, he was a “non-serious scientist” in another sense. He
had a tremendous sense of humor. Having written a paper with a student named
Alpher, he inserted the name of another student, Hans Bethe, so that
the authorship should read Alpher, Bethe, Gamow. This
paper[23],
as he had intended, became famous as the Alpha-Beta-Gamma paper. He had
strong disagreements with Hoyle about the theory of the Universe. Whereas Hoyle
supported the Steady State Theory (according to which the Universe is eternal),
Gamow was a proponent of the Big Bang Theory (according to which the Universe
started at an instant of time, not with a whimper but with a bang.) He had
pointed to the observed abundance of primordial elements as evidence for his
theory. When Hoyle refused to accept the argument, he wrote a “New Genesis” in
which he made fun of Hoyle’s theory. In it he wrote “And God said `Let there be
Hoyle.’ And there was Hoyle. And God looked at Hoyle … and told him to make
elements in any way he pleased.” He went on with “And so, with the help of God,
Hoyle made heavy elements in this way, but it was so complicated that nowadays
neither Hoyle nor God, nor anybody else can figure out how it was done.” His PS
was genuinely fun to read. While much of his PS[24]
was of an astronomical nature: A Planet Called Earth; Birth and Death of the
Sun; he also wrote one of my favorite popular mathematics books: One,
Two, Three, Infinity.
One
of the earliest famous popularizers of science was Sir Lancelot Hogben, who
wrote a series of books for adults and children[25].
Among them are, Science for the Citizen and Mathematics for the
Million for adults and Mathematics in the Making, Man Must Measure
and Men, Missiles and Machines for children. The first two books took England (and
its colonies) by storm, so that all non-scientists with pretensions to
intellectualism took the former two books as required reading. They did much
towards developing public interest in the subject. However, this was merely the
dawn of the age of PS. It is worth mentioning here that this and some other
similar works, have been undertaken with a view to improving the understanding
of the lay public. Unfortunately, there are far too many other PS attempts
which try to glorify the works of the scientists rather than to inform the
reader about the subject.
It
was when the SF authors Isaac Asimov and Arthur C. Clarke entered the PS field
that it really got started[26].
(In fact, it is not clear whether Asimov should be regarded as essentially an
SF or a PS writer. Though he started as an SF writer, even before he became a
scientist, the bulk of his writings are on PS.) With them it was no longer a
matter of dabbling in it, but of using it as a moneymaking proposition.
The earlier attempts were all of amateurs while their work was professional.
However one might decry commercialism entering into academic pursuits, it is
the commercial (and only the commercial) demand that can bring professionals
into the field. And it is only the professional who will really do the job.
Later, scientists like Carl Sagan (who also wrote such SF classics as Contact)
entered the field as semi-professionals in popular science[27].
(Incidentally, Sagan’s PS books such as Broca’s Brain or The
Dragons of Eden, are less well known than his TV series for popularizing
science Cosmos.) Meanwhile full-time professional PS writers also came
forward.
The
next major development was that some of the best serious scientists started
writing popular expositions of the subject that they had been working on. The
first PS “best seller” that I know of was The First Three Minutes (in
1977) by Stephen Weinberg[28],
who later shared the Nobel Prize for his work on the Unification of the Weak
Nuclear with the Electromagnetic force. This book told the story of the birth
of the Universe, explaining how we get to know about it, and to what extent we
can be sure of what we know. Like Asimov and Clarke, he clarified the
subject instead of mystifying it (as so many PS writers have done). However, he
seemed to be apologetic about having “deserted” the serious science field and
entered the popular arena. He talked about “returning to the pages of The
Physical Review”, where he “felt more comfortable”. However, he returned
repeatedly to PS writing, as will be discussed later.
The
next that comes to mind is Stephen W. Hawking’s[29]
Brief History of Time in 1985. It deals with the same subject as The
First Three Minutes, but goes into speculations about a still earlier time.
It does not distinguish clearly between speculation and that which is more
definitely known. It is based on Hawking’s ideas. Some of them (like radiation
from black holes due to quantum effects) are more generally accepted, some are
less widely believed (like quantum cosmology) and some (like the “no-boundary
boundary condition” of Hartle and Hawking, in the Euclideanised version of
space-time) are still more speculative. There is nothing that can be regarded
as established. He ended up with a suggestion that the Universe might be
thought of as having no beginning and no end, through the mathematical trick of
Euclideanisation, without further clarification of how it should be
understood. Although this work was widely acclaimed, I feel that it did not
make the ideas more comprehensible. Instead, it made the reader feel that
Hawking had deep and profound thoughts that were beyond the reader. This fact
may be apparent if you think of the above terms presented with little more
explanation. However, he was not apologetic about entering the popular
arena. This is a major difference in attitudes that has developed recently. In
the decade between the two PS books mentioned, academia adopted a more flexible
attitude to PS. Even SF-writing became much more acceptable. He then wrote a
sequel entitled Black Holes and Baby Universes (which is a collection of
essays similar in style and content to his first book).
Then
my one-time Ph.D. supervisor, Sir Roger Penrose, wrote his attempt at a PS book[30],
entitled The Emperor’s New Mind. I may be biased, but I think that it is
much clearer than Hawking’s PS book. However, it is not a book that can
be taken as casual reading. Though all concepts discussed are explained in the
book, it is certainly not light reading for those unfamiliar with the
mathematics and science discussed there. It deals with the question of whether
artificial intelligence (AI) has, or can, be achieved. In the process he
appeals to various results from the foundations of mathematics and physics,
from Gödel’s theorem to general relativity and quantum theory; to various
aspects of biology, physiology and psychology; and then tries to develop a
theory of consciousness. He arrives at the conclusion that, not only has AI not
been achieved, it can not really be achieved, in that the AI will only have a
semblance of intelligence but can never be the real thing. His problem
is not of trying to mystify the subject. He does explain everything.
However, there is a level of maturity required in all the subjects, which is
not likely to have been reached by most of his readers. As such, he is likely
to lose the reader’s interest. From my discussions with most lay readers, I
find that they have tended to skip much of the material and skim through the
book. This applies even to many experts in one or two of the fields used in his
tour de force.
Roger
Penrose has, since, written a sequel to his book, which will be discussed
later. The fact that sequels to “best sellers” have appeared, and been “best
sellers”, demonstrates the enormous increase in acceptability of PS and semi-PS
writing. Does the fact that there have not been so many SFs written by the best
scientists mean that it is less acceptable? In my view the answer in
“No.” It is not that scientist-SF writers are currently facing so much
resistance, as, that there have not been so many top scientists who have tried
SF writing seriously. The few working scientists who have, have done well
enough in both fields.
One
of the areas of Physics that has generated a lot of recent PS is the quantum
theory and its applications to understanding the fundamental constituents
of matter and the forces acting between them. The reason for the enormous
outpourings on the subject is that it is one of the theories most misunderstood
by the public (and most popularizers of science), and one least understood by
the experts. The problem with it is that it is weird! Let me try to
explain why.
Quantum
theory started with Max Planck’s explanation of the laws of radiation by assuming
that it is absorbed by matter in discrete quanta. Albert Einstein
explained how light caused currents to flow in metals by taking the postulate
more seriously and treating light as consisting of discrete quanta. Then
Niels Bohr used the same idea to explain how an atom can be stable despite the
fact that it contains electrons that must be accelerated, while they would have
been expected to spiral into the nucleus as they radiated away energy. These
general ideas were formalized more fully by Erwin Schrodinger and Wehrner
Heisenberg, in two apparently opposite ways. There were a number of questions
raised by the formalism. It seemed to say that objects were to be described by
a “wave function” but on the other hand that the wave function only gave the probability
of finding the object at some place. How could one, then, deal with
individual objects? Probability, after all, only applies to collections of
objects. Again, it seemed to require that both the position and the momentum of
a particle could not be simultaneously known. Should this be taken as a
limit of our knowledge, of the nature of particles or of “knowability”?
There were endless debates on this matter between Einstein and Bohr, which
ended with the vast majority of working scientists in agreement with Bohr.
Later Paul Dirac showed that Schrodinger’s and Heisenberg’s descriptions are in
fact equivalent. If any single scientist is to be credited with inventing
quantum theory, it would have to be Dirac.
Two
of the strange conclusions that Einstein objected to were, that objects only exist to the
extent that they are observed and that there is an inherent randomness in the
laws of Nature. It is in this context that Einstein made his oft-quoted
aphorisms: “I can not believe that the Moon will change because a mouse looks
at it”; and “I do not believe that God plays dice with the world”. With Boris
Podolsky and Nathan Rosen, he tried to demonstrate that the ideas of Bohr would
lead to the unacceptable conclusion that signals could be sent faster than
light, in contradiction to his special theory of relativity. They claimed that
quantum theory is an incomplete description of nature. Bohr’s attempt to refute
this argument led David Bohm to suggest a way to show that Bohr was wrong. In
itself, the idea was not testable. However, John Bell formulated it in a way
that could be experimentally verified. The test, performed by Aspect and by
Fry, led to the vindication of the predictions of quantum mechanics. It turned
out that it is not necessary to suppose that signals travel faster than light
but one must give up the idea that quantum objects can be regarded as particles
with no spatial extent. Instead, they have to be thought of as extended (non-local)
objects.
More
recently there has been a fresh development that, again, caught the public
imagination: the so- called theory of “chaos”. It shows that while, in
principle, classical physics is fully predictable, in practice that
predictability has no relevance. The point is, that with very minor changes in
the situation at a given time, there can be drastic changes in the outcome.
Since one can never know the situation at a given time precisely, one is unable
to meaningfully predict subsequent events. The classic example of this
limitation is the weather. As they say, if a butterfly flaps its wings anywhere
in the world, the prediction could change from “calm” to a “hurricane” at the
antipodal point in three days.
Of
course science is limited. There are many things worth knowing, discussing and enjoying,
which have no scientific content. Aesthetics is an example of a relevant
non-scientific field. Of more relevance for our purposes is the fact that it
often fails to make predictions. This fact appeals to the mystics, who like to
use it to argue that science is useless. Many popularizers of science like to
further mystify science through quantum theory and chaos, so as achieve greater
popularity. I will ignore this vast majority of works on quantum theory and
concentrate on the PS writings of the serious scientists.
Penrose’s
The Emperor’s New Mind dealt to a large extent with his view of how general
relativity can solve one of the mysteries of quantum theory -- namely
non-locality. The problem is that an individual quantum object can be spread
over meters, and even kilometers. Then, when a measurement is made on it, it
suddenly collapses to a point. There is, at present, no understanding of what
makes this collapse possible and how to know when it will occur. Also, at
present, there is no valid theory that incorporates both general relativity and
quantum theory. It should be borne in mind that these two theories have been
found to be incredibly precise in their respective domains of applicability. So
far there have been no situations where both would be expected to give
significantly different predictions from classical theory. However, we can
visualize such situations (and in fact know that at some stage in the history
of the Universe they did prevail). Penrose’s view is that there will exist some
theory different from both, which gives both as an approximation. Most quantum
theorists take it for granted that it will be general relativity, and not
quantum theory, that will be modified. To me it seems that this “quantum
chauvinism” is unjustified. Penrose returns to this theme in his Shadows of
the Mind and The large, the Small and the Human Mind. As before, his
explanations are very clear. In fact, he seems to have adapted to the
requirements of PS better. He has certainly refined his arguments in the light
of various criticisms of his first book (and the second).
Weinberg
also returned to PS writing, this time in connection with application of
quantum theory to understanding the fundamental constituents of matter and the
forces acting between them. Some of the work was expository, but some of it was
directed to building public support for the enormous financial outlay required
for building a particle accelerator which would achieve much greater energies
than could have been expected before. The new technology to be used was of
superconducting wires that could produce much more powerful electromagnets. In
his Dreams of a Final Theory he declared this goal. Despite its
popularity (though not equal to his best seller), the US Congress decided to
drop the project. I felt that this book lacked the precision and focus of The
First Three Minutes. Perhaps partly because it had an element of
advertising in it.
Another
book that acquired some fame is David Deutsch’s The Fabric of Reality.
Deutsch was the originator of the idea of quantum computers. He is a
firm believer in the so-called many worlds interpretation of the quantum
formalism. The original idea was put forward by Hugh Everett Junior III. It
tries to resolve the problem of the collapse of the quantum wave function. Bohr
had declared that the wave function collapsed only when an “observation” was
made. It is in this collapse process that randomness enters into the quantum
description of phenomena. If two outcomes of a quantum process are equally
likely, they will occur equally often when the experiment is run repeatedly.
According to the Nobel Laureate, Eugene Wigner, it is necessary for the
information to enter some intelligence. To bring out the problem with, this
requirement, Schrödinger developed a thought experiment, relating the
outcome of a quantum process to the death of a cat in a box. Since the quantum
process can only predict probabilistically and things that are not observed can
not be taken to have occurred, till some one opens the box and sees the cat, it
would be neither dead nor alive. Once the observation is made, it will either
be dead or not. Everett pointed out that each person could doubt that another
person qualified as an “intelligence”. As such, the problem of observation
would end up with an endless regress. Everett’s suggestion was that
at each collapse of a wave function, the universe splits into many copies, in
some of which one outcome becomes real, while in others the other does. Thus,
in half the universes produced Schrödinger’s cat is dead and in the other half
it is alive. We thus avoid the embarrassment of a “neither live nor dead” cat.
In
his book Deutsch tries to explain, and explore the consequences of, this idea.
When I met him in 1986, I had just been studying this interpretation and had
felt that there was a very unsatisfactory aspect of this theory. One was going
on producing universes with no eye to the cost. Who pays the energy bill for
all these universes? I had put this point to him and added that it would no
longer be a “universe” but a “multiverse”. On picking up his book I was
astonished to see this term used by him, not as a critique of the idea but as
supporting its validity. It may be my personal prejudice against the theory
espoused by Deutsch, but I felt that the book did not explain the ideas
involved well, often mystifying instead of clarifying. One of the reasons for
my reservations about the book is that it seemed more like an advertising
brochure (for the chosen point of view) than an exposition. The one point that
was extremely well explained, had to do with quantum computers. They
could, if we knew how to construct them, perform calculations in a totally
different way from ordinary computers, as they would follow a totally different
logic. Deutsch claims that they would be very much faster for very large
computations. (It may be mentioned here that Penrose regards the human brain as
a quantum computer, possibly linked to an ordinary computer.)
Nowadays
PS writing is not only acceptable but has become decidedly fashionable,
specially among authors who would like to claim a certain standing. It may be
that it has become a symbol of “having arrived”. There are innumerable PS books
by famous scientists such as Dyson, Gell-mann, Oppenheimer, Pauli, Polkinghorne[31],
etc. The days when there was a stigma attached to it are definitely over! There
is much more PS, in other fields, that should have been discussed but is
omitted because of my lack of competence to do justice to it[32].
8. The Impact
of Popular Science on Science
There
is, of course, one very direct impact of PS on science. As with SF, more young
people get attracted into the field. In fact, those who get attracted by SF,
and have the potential for science, are likely to start reading PS fairly
early. Thus, it also acts as a filter for those who will not go on to become
scientists.
Another
effect, deriving from the change in attitude to PS, is that many more
scientists have started reading it, and have thus improved the presentation of
their work. This change is particularly apparent in physics and least apparent
in mathematics. Associated with this acceptability has come a tendency of
regular scientists to be more speculative in their work. They are more likely
to publish, and seriously consider, outré suggestions than they used to
be. Part of the reason may have nothing to do with PS, but with developments in
science and the “publish or perish” culture that has arisen in academia. With
the acceptance of special and general relativity and of quantum theory, it is no
longer clear what should be regarded as conservative and what as outré.
Thus there has been much work done on black holes, wormholes and baby
universes. At one time this would have been regarded as extremely
far out, even for SF! Again, there is a serious debate about the violation of
causality. Until recently, causality could only have been questioned in SF. It
is much easier to be speculative than to stick to what is well known to be true
and yet be original. Speculation, therefore, often provides easier
publication than solid science does. Nevertheless, I am sure that PS has played
a major role in developing more speculative ideas concretely in science. This
is particularly true in the fields of cosmology and relativity.
An
example of my claim above is provided by an instance from my student days with
Roger Penrose. He, too, was a reader of SF. Having been interested, through his
SF reading, in the need of some sufficiently technologically advanced society
for endless supplies of energy, he pondered on the possibility of using black
holes as an energy source. (This was before Hawking-radiation was
proposed.) His first idea was of filling up a box with thermal radiation and
lowering it by means of a spring into a black hole. On releasing the radiation
into the black hole, the string could store some energy in it, corresponding to
the unusable thermal radiation. This idea became much more concrete with
Hawking-radiation, and has led to a lot of solid work in relativity on “mining
energy from black holes”. He went on to consider whether energy could be
similarly obtained from rotating (Kerr) black holes. This led to his famous
work with Roger Floyd on energy extraction from Kerr black holes, which lies at
the base of Hawking radiation. The original work was entirely SF and PS based.
Another
consequence of PS writing is that there is a greater demand for it. People want
more serious explanations of recent developments in science. They want
to know more about the validity of SF, or SF-like, ideas for technological
developments. There is more scope for working scientists to enter into the
field of PS writing, as there is now a market for it. One can write
“best sellers” in PS. This trend is likely to continue. Already, there has been
a marked change of attitude in academia, in favor of SF and PS writing.
Academia will need to adjust further to this trend. Science is benefiting from
these fields and there is a demand for them. Credit will have to be given for
this work. When Asimov started as a scientist, he faced problems on account of
his SF writing. Even his PS writing would not have counted to his credit at the
University. By the end of his career, his School regarded his association with
them as an asset. Nevertheless, his SF/PS writing did not lead to his appointment
as full Professor. His PS has been useful for me in writing textbooks and
research papers. The International Astronomer’s Union has given him credit for
some of his work. Should that not have been enough to get him a professorship?
There is a problem with that, which I would like to expand on in the next
section.
In
my discussion, I have tended to concentrate on SF novels and PS books. There
have been many other very significant vehicles for these two fields. The SF
short story may even be more significant than the novel. Magazines for
both certainly reach a larger audience. The magazines used to be the main
vehicle for SF in the early days. However, most of the good SF from the
magazines has appeared in anthologies -- quite often in different anthologies.
Nowadays there are PS magazines at different levels. There are the more
technical ones, such as Physics Today, the somewhat less technical ones,
such as Scientific American, and popular ones such as Omni. Even
the SF magazines, such as Asimov’s, tend to have PS articles. Films, on
the big screen and the small, must surely be even more effective in bringing
science to the masses. To the best of my knowledge, PS is limited to the TV
with occasional programs, such as Cosmos, and long running series, such
as Tomorrow’s World. There can be no need for me to dwell on the SF
films. They are endless.
9. The
Attitude of Academia to SF and PS
What
should be the attitude of academia to scientists who are SF and PS writers?
Should they be discouraged, tolerated or actively encouraged? Despite the
foregoing discussion, this is not a simple matter. Let us consider it in more
detail.
I
do feel that it was unwise of academic institutions to discourage SF and
PS writing. So long as the scientists are working at what is required of them,
there can surely be no objection to their writing on other topics. Would there ever
have been any objection to a scientist who wrote poetry? We know that the
Persian Astronomer-Mathematician, Omar Khayyam, also wrote poetry. (In fact, he
may currently be more famous on account of his Rubaiyat than for his solution
of the cubic and quartic equations, or for his remarkably accurate calendar.)
Why should SF or PS carry a stigma not shared by poetry or music, for example?
The reason for this attitude was that there was no remuneration for that
work, while there is for SF and PS. This attitude, against “commercialism’,
dates back to the time when science was in the purview of “gentlemen” and not
“tradesmen”. There should be no “smell of the shop” in their work. With the
obsolescence of that attitude, the associated objection to SF and PS writing
should have disappeared long ago. Even now, there may be those conservative
elements that remain stuck to the traditional values in academics. They need to
reconsider their view.
Agreeing
that, at least, PS and SF writing should be tolerated, the question
arises about encouragement. For this purpose we need to distinguish between the
two. Clearly, SF should be regarded as a branch of literature. To the extent
that a scientist should be given credit for dabbling in literature, there can
be no harm in giving the same credit for SF. However, unless the contribution
to literature is serious, one would not feel tempted to give much credit for
it. For sufficiently significant work in any other field than the main one, the
general procedure is to give joint appointments. That could, and should, be
done in my opinion.
If
work in PS is encouraged, it may lead to a major shift in emphasis of the
scientists. All said and done, serious science is hard. It would be much
easier to reproduce what others have done. Would this be a bad idea? Though it
may well not do any damage, such a major change needs to be approached with
caution. We do not want to introduce a change that could become a real
disaster. Care is required. Perhaps it would not be a bad idea for such changes
to be tried out in some schools, and their impact assessed. If work in PS is
encouraged, it may lead to a major shift in emphasis of the scientists. A gung
ho approach in this matter should be avoided.
Another
question to be considered is the nature of the encouragement to be given. The
author already has a direct monetary incentive in the payment of
royalties etc. Of course, the same consideration applies to science (text)
books by scientists. They get royalties for them as well. The point is that one
wants a “healthy mix” of science-for- scientists and science-for-lay people. It
may be useful for scientists to learn to present their work in sufficiently
simple terms, not only because of the reasons mentioned above, but also because
it may improve their science. My father used to say, “if you can not explain
some thing you have not understood it”. I found the truth of this saying when
working with John Archibald Wheeler who says, “If I want to learn a
subject I teach it. He insists on finding “the poor man’s way” of seeing
any new principles, even the profoundest of them. One does not realize all that
is contained in the principle till one follows Wheeler through his
re-presentations of it. By the end of his working through it, one sees why he
insisted on pursuing those simplifications and re-expressions. Mind you, he is
not a PS writer in the usual sense, but he certainly does make regular science
“popular”. (He is the man who invented the terms “black hole”, “wormhole” and
“big crunch”.) That capability needs to be cultivated -- it needs
to be encouraged. The way to encourage it might be to require some popular, and
some regular, science publication by faculty at the time of promotion or tenure
appointment.
There
will surely be as many views as there are people to express them. There will be
many ideas on whether SF and PS should, or should not, be tolerated or
encouraged. Even for encouragement, there will be many differences about how
to do so. I have given my suggestions. One needs to develop an informed
consensus on the matter. The purpose of this article will have been served if
it has provided guidelines of the type of considerations that need to be taken
into account.
Acknowledgements
I am most
grateful to Rahila Durrani, Ali Qadir, Basharat Qadir and Rabiya Qadir for very
helpful comments and suggestions. I am also most grateful to Khalid Saifullah
for help with the Bibliography. Any errors remaining are very much my own.
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